Company-wide compliance visibility.
Per-rep activity dashboards. Citation-grade audit trails. The compliance posture you can actually defend at an ASIC visit.
WHAT PRINCIPALS SEE
The company, in one view.
Per-rep activity
Every analysis, every chat, every export, attributable, timestamped, citation-linked.
Compliance posture
Your file is always ready. The audit trail is generated as work happens.
Company-wide visibility
Cross-client patterns, training gaps, and rep performance, surfaced from the work itself.
WHY THIS MATTERS NOW
AI in financial advice. ASIC is paying attention.
ASIC's Information Sheet 271 (using AI in financial advice) makes the principal accountable for how their reps use AI tools. The supervisor needs to know what was used, when, and on what basis the rep relied on it.
Unrisq is built for that supervision. Every AI-generated output is captured with its prompt, its sources and its citations. Every rep's usage is visible to the principal.
The compliance file builds itself. You spend your time supervising, not reconstructing.
OPERATING MODEL
Three moves to company-wide visibility.
01 · ROLES
Decide who sees what.
Assign principal, broker and viewer roles. Decide who sees what.
02 · EVIDENCE
Captured automatically.
Every output captured automatically. Nothing to remember to log.
03 · REVIEW
Digest the week.
Weekly digests of rep activity, flagged anomalies, and training opportunities.